SM&CR - or the Senior Managers & Certification Regime - is the focus of 2019 for most financial services firms. The first implementation date is 9 December 2019 and there is much to do to get ready in advance of this.
Our team is working with firms of all sizes to help them get ready. Currently we're covering everything from categorising staff with clients, delivering board sessions, writing Statements of Responsibility, preparing responsibility maps and planning out certification processes.
If you would like to explore how we can help, just get in touch with your main contact here at Bates Wells, or you can reach the SM&CR team on SM&CR@bwbllp.com.