- Upcoming EventsCompliance training, workshops and events
As well as running bespoke courses for individual clients, we also host general and sector-specific events. This includes everything from briefings that put new themes and issues on your radar, through to deep-dive training that gives you all the knowledge you need to tackle a thorny regulatory issue, or to feel more confident in your role.
We are accredited by the CISI as an endorsed CPD training provider. This reflects the quality of our materials, delivery and of course our presenters. Click here to find out more.
Our training sessions cover hot new topics, as well as core topics that clients want to regularly revisit and stay on top of.
We use our briefings to introduce new themes and issues, and round tables for discussing the impact of changes on the industry.
Below you'll find details of our upcoming events, and how to book if you'd like to get involved.
Alternatively, contact us for a bespoke session!
Whether it's a 1-2-1 or a firm-wide session, we make sure you get real value out of the time you spend on the course by creating content specific to your business.
GDPR webinar 'Its not too late'
2nd May 2018 but still viewable
This webinar will provide practical insights into how best to navigate GDPR compliance in a short space of time. It is aimed at firms which have not yet fully developed their GDPR compliance implementation plan, or even not yet engaged with GDPR at all.
Location: Webinar
Time: 12pm to 1pm
Cost: Free
Anti-Financial Crime training
21 June 2018
This half-day's training provides an overview of all 5 areas of financial crime that the FCA requests firms focus on. We will cover the technicalities of the regimes, look at good and bad practice in firms and explore the role of compliance and the MLRO in preventing financial crime from occurring. The range of topics include 1) anti-money laundering (AM)L with counter-terrorist financing (CTF) sanctions 2) insider dealing and market abuse, 3) bribery, 4) fraud and 5) data security.
Location: 10 Queen Street Place
Format: Half-day training (AM)
Cost: £425 plus VAT
Event Sold Out
Product design best practice
19th June 2018
With a backdrop of PRIIPS and MiFID II, this round table will explore what's required of the product design team now and how that feeds into the wider business, client base and intermediaries.
Location: 10 Queen Street Place
Format: Afternoon round table, 2.30pm to 4pm
Cost: Free
Event Full
SM&CR – preparing to transition to the new regime
15 October 2018
This workshop is for senior managers and compliance officers, who will be leading their firm’s transition to and implementation of the new Senior Managers & Certification Regime.
The half day workshop will cover the following:
- An overview of the FCA’s plans and the new responsibilities for firms and senior managers
- Key features of the Senior Managers and Certification regimes
- An introduction to the new conduct rules and who’s affected
- The Duty of Responsibility for senior managers and how to manage risks and delegate
You can expect some technical detail, insight into the FCA’s approach to individual accountability and culture within firms, and come away with tips and tools to help you plan your firm’s transition from the Approved Persons regime to SM&CR
Location: 10 Queen Street Place
Format: Half-day workshop
Cost: £425 plus VAT
Click here for registration
SM&CR – for HR professionals
17 October 2018
This workshop is designed specifically for HR specialists, who will play an increasingly important role in the implementation of the new Senior Managers & Certification Regime within their firms.
This half day workshop will cover the following:
- An overview of the FCA’s plans and the new responsibilities for firms and senior managers
- An introduction to the new conduct rules and who’s affected
- Key areas of HR strategy and process that will change under the new regime
- Important employment issues and challenges that firms might encounter
You can expect some technical detail, insight into the FCA’s approach to individual accountability and culture within firms, and come away with tips and tools to help you plan your firm’s transition from the Approved Persons regime to SM&CR
Location: 10 Queen Street Place
Format: Half-day workshop
Cost: £425 plus VAT
Click here for registration
