Richard has extensive experience of providing compliance advice to financial services firms. He leads our work with our Private Equity clients and is the technical lead on a range of our projects including, at present, MiIFD II and SMCR projects.
Richard specialises in UK and European regulation and regularly advises clients as to whether they require FCA authorisation to carry on their proposed activities.
Before joining, Richard was a Managing Consultant at Bovill and prior to that a compliance consultant at Judicium. He holds an LLB (Hons) Law Degree and the CISI Diploma in Investment Compliance.
0207 551 7751