WHAT WE DO
We're on a mission to provide the best compliance support possible
to financial services firms.
We are a compliance consultancy offering hands-on support and specialist advice to financial services firms on the regulatory issues that affect them.
We want to offer clients the kind of compliance support that really makes a difference - offering practical solutions, backed by innovative thinking and expert knowledge of the regulatory regime.
The way we work is designed around our clients. So that you receive support in the areas that matter to you, we create our retainers and projects with your needs front and centre.
We cover all areas where FCA and European regulation applies to UK firms. Our range of support covers everything from governance, suitability and appropriateness, financial crime controls, client money and financial promotions.
The Way We Do It
Our values drive the way we design and deliver our service to you.
Nothing is more important to us than client experience. We strive to ensure that our services add value to your business.
We love using our technical knowledge to bring clients’ ideas to life and to find the answer to real challenges.
Business moves fast and we understand that the timing of our support can make all the difference in critical moments.
We know advice is at its most valuable when it factors in the direction of regulatory travel as well as the rule book.
Our support focuses on areas of real impact or need and we manage our service to be as cost effective as possible.
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